American Stock Transfer & Trust Company, LLC (AST) is a full-service, tech-enabled professional services firm that helps companies and shareholders across North America maintain momentum through the use of secure corporate data, analytics, advisory services, and a strategic approach to every interaction. If you think you may be entitled to unclaimed dividend cheques, dormant share accounts, or demutualization benefits (including cash, common shares of Manulife Financial Corporation and associated dividends) that were issued to policyholders when The Manufacturers Life Insurance Company converted to a publicly traded company, please contact our transfer agent AST Trust Compan y … Fields marked with an " * " must be completed. Advisory, processing and support for complex transactions, including M&As, IPOs and stock splits. Experienced teams across our lines of business help clients structure complex transactions and streamline operations, manage large-scale, multi-channel communications, and ensure compliance and stakeholder satisfaction. We have no intention to update this forward-looking information, except as required by applicable securities law. D.F. Information and insights on key investors, paired with strategic outreach to help corporations capitalize on relationships. Such factors include, but are not limited to: market competition; economic conditions generally; adverse effects on our results caused by global economic uncertainties (including Covid-19); regulatory constraints; the level of activity on our markets, and particularly the level of trading in TMX Group's key products; the amount of revenue and cost synergies resulting from the acquisition of AST Trust Company (Canada) and the continued availability of financing on appropriate terms for future projects, including the acquisition of AST Trust Company (Canada). Long distance: 416.682.3863 Toll-free (North America): 866.580.7145 Fax: 888.249.6189 5. Each AST service is led by a senior team with an average of 20+ years of experience. TMX Group Limited and its affiliates do not endorse or recommend any securities issued by any companies identified on, or linked through, this site. ASTfinancial.com is optimized for the latest version of all internet browsers, including Internet Explorer, Chrome, Firefox, Safari and Microsoft Edge. One method to do this is to trade through a Family Trust with a company as the trustee. TMX Group's key operations include Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange, The Canadian Depository for Securities, Montréal Exchange, Canadian Derivatives Clearing Corporation, and Trayport which provide listing markets, trading markets, clearing facilities, depository services, technology solutions, data products and other services to the global financial community. This site does not support this version of your browser. Advisory, insights, analysis and expertise that produce corporate governance strategies and successful outcomes. September 25, 2020 (TORONTO) – TMX Group Limited (TMX Group) today announced it has entered into an agreement to acquire AST Investor Services Inc. (Canada), and its subsidiary AST Trust Company (Canada), a leading provider of transfer agency, corporate trust and related services to Canadian public and private companies from a subsidiary of Armor Holdco, Inc. (Armor), a portfolio company … The information you provide will be encrypted to help protect your privacy. TMX Group Limited and its affiliates have not prepared, reviewed or updated the content of third parties on this site or the content of any third party sites, and assume no responsibility for such information. Every day, through every interaction, we help clients streamline mission-critical operations, increase efficiencies and remove operational obstacles so that they can focus on moving their companies forward – in communications, in strategic planning, and in growth. The materials will remain available online for at least 60 days. King is a brand name and operates as AST Investor Services Inc. (Canada). Please complete the form below and click on the submit button to change the address on your shareholder / security holder account. Suite 1600, Montreal, QC H3A 2A6. Learn more about AST's privacy policy. American Stock Transfer & Trust Company, LLC. Our issuers list alongside their peers, and benefit from being listed on a leading global exchange with integrity, liquidity and opportunity. This information is unaudited and may not be prepared in accordance with IFRS for public companies. LVR+ above 60% up to 80%. UNDERSTANDING your stock's trading activity. The Trust deed outlines how the trust operates, require the trustee to undertake formal yearly administrative tasks and if you operate your business as a trust, the trustee is legally responsible for its operations. Comprehensive trust solutions driven by experienced and proven transaction processing. All trusts require significant compliance and a Trust Deed. Our teams strive to not only support our clients, but to proactively help them identify new strategies to improve efficiencies, safeguard against risks, and drive sustainable growth. AST Trust Company (Canada) is a full-service, tech-enabled professional services firm that helps companies and security holders across North America maintain momentum through the use of secure corporate data, analytics, advisory services, and a strategic approach to every interaction. Torys LLP is acting as the legal advisor. Relationships make our business work. Shares held in uncertificated book-entry form have the same rights and privileges as shares held in certificate form. Search results will open in a new window on money.tmx.com. From the teams in our call centers to the executives in our C-Suite, we all believe in one thing: a strong culture grounded in our drive to help our clients succeed. All rights reserved. Canada's premier exchange group to expand its presence in the Transfer Agency and Corporate Trust business. TSX Venture Exchange Corporate Finance Manual, Report Subscription Form - Market Intelligence Group, TMX Listed Securities Available for Trading in US Currency, TMX Quantum XA News and Product Information, TSX Compliance Alerts Reporting System (CARS), Canadian Derivatives Clearing Corporation, TMX Group Equity Financing Statistics – March 2021, TMX Group Limited to announce Q1 2021 financial results on Tuesday, May 11, 2021, TMX Group Consolidated Trading Statistics – March 2021, TMX Group Announces Agreement to Acquire AST Trust Company (Canada), AST Trust Company (Canada)'s last twelve months (LTM) unaudited revenue through June 30, 2020 was $46.5 million (including $8.0 million of margin income) and adjusted earnings before interest, taxes, depreciation and amortization (EBITDA), The transaction is expected to have a positive impact on TMX Group's adjusted earnings per share (EPS). 9 Mar. We expect to realize combined revenue and technology cost synergies of approximately $8.0 million over the first two years, following acquisition. 2.04% p.a. Shane QuinnHead of Communications and Public AffairsTMX Group416-947-4609shane.quinn@tmx.com, Paul MalcolmsonManaging Director, Investor Relations TMX Group647-297-8924paul.malcolmson@tmx.com. Contact us online or call us at 1-800-387-0825 or 416-682-3860 between the hours of 8:30 a.m. and 6:30 p.m. No matter where a company is in its lifecycle, we have an integrated set of services that can help. This results in more efficient processing and risk mitigation for our clients. "We are excited to see the business transition into the hands of a respected Canadian financial institution, and we look forward to seeing the business grow under TMX's direction," said Alex Ovchar, Associate Director at PEP and AST Trust Company (Canada) Board Member. ASTfinancial.com is optimized for the latest version of all internet browsers, including Internet Explorer, Chrome, Firefox, and Safari. If electronic delivery of the materials is not possible, a paper copy will be mailed to you. You can also write to us at: AST Trust Company (Canada) P.O. Excluding these items also enables comparability across periods. American Stock Transfer & Trust Company, LLC (AST) provides stock transfer solutions. Examples of forward-looking information in this press release include, but are not limited to: factors relating to capital market condition, financial condition, operations and prospects of TMX Group, the proposed timing for the completion of the acquisition of AST Trust Company (Canada), the anticipated benefits and synergies from the acquisition of AST Trust Company (Canada), the ability to obtain required regulatory approvals, financing, the expected benefits of the acquisition to TMX Group's earnings and adjusted earnings per share, the composition of AST Trust Company Canada's client base and the products and services it will provide, each of which are subject to significant risks and uncertainties. This page includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by AST Trust Co (Canada). That’s why AST has implemented programs - like the Executive Advisory Council and Industry Index - to improve services and increase satisfaction industry-wide. Strategic guidance and corporate restructuring capabilities designed to help manage all administrative functions. King & Co., Inc., are not a part of this transaction. D.F. If you are unable to update, you may use the links below to access the most common functionality for AST’s login portals. Mailing Address: AST Trust Company (Canada), P.O. TMX Group is headquartered in Toronto and operates offices across North America (Montréal, Calgary, Vancouver and New York), as well as in key international markets including London and Singapore. Transfer agent, employee plan administration, trustee and other services requiring trust powers are offered through AST Trust Company (Canada). To protect your privacy this form encrypts your information before it is sent. For financial reporting, their fiscal year ends on December 31st. The Exchanges have provided companies with access to equity capital for over 160 years. means Frontier Financial Corporation’s (FFC) Transfer Agent, currently American Stock Transfer & Trust Company (AST), maintains your shares on your behalf without the need for physical share certificates. © 2021 American Stock Transfer & Trust Company, LLC. Follow TMX Group on Twitter: @TMXGroup. Forward-looking information, by its nature, requires us to make assumptions and is subject to significant risks and uncertainties which may give rise to the possibility that our expectations or conclusions will not prove to be accurate and that our assumptions may not be correct. Management uses this measure because it believes doing so results in a more effective analysis of underlying financial performance, including in some cases, our ability to generate cash. AST supports its clients through a powerful combination of expertise and innovation. And then build the Family Trust. Launch of AST’s proprietary mutual fund proxy campaign management platform, launch of AST's proprietary ownership platform, are acquired, adding unparalleled experience in proxy, restructuring, and corporate transformations, introduced providing investors with access to enhanced tools and resources, is developed to provide a complete solution to companies for lost, deceased, and unexchanged shareholders, is launched when AST acquires Wachovia’s Equity Plan Services portfolio, AST becomes one of the first transfer agents to offer remote access to client management reporting, Launch of AST’s proprietary private company ownership platform, Launch of AST’s business unit dedicated to serving private companies, are unified beneath a new, consolidated brand: AST, providing clients with the tools to maximize both their marketplace experience and partnerships with key investors, offering clients a comprehensive suite of mutual fund proxy solicitation and advisory services, are introduced by AST, featuring real-time tabulation. AST Investor Services Inc. (Canada) and AST Trust Company (Canada) offer a comprehensive portfolio of products and services, currently including transfer agency services, equity plan solutions, corporate trust, structured finance and proxy related services. The percentage of all marketplace IPOs that are managed by AST, yearly. 4. "From a strategic perspective, this transaction will help to accelerate TSX Trust's growth and enhance its competitive position, deepening relationships with existing clients and broadening the scope and scale of its service offerings.". There can be no assurance that forward-looking information will prove to be accurate, as actual results and future events could differ materially from those anticipated in such statements. Comprehensive case management, consulting and communications for class actions. Welcome to AST's proxy voting site. The sixth EY Future Consumer Index, a survey of 14,500 consumers across 20 countries fielded in January-February 2021, finds that consumers are more worried than four months ago about their health, their families and their futures. The number of crisis notices AST delivered in <5 days to resolve a client emergency. Your inquiry is important to us. Adjusted EBITDA as calculated for the purposes of this acquisition excludes indirect corporate overhead. We’ll partner with you to develop a strategy specific to your organization and its goals, and then leverage our assets - industry experience, technology, and a dedicated team - to implement a best-in-class solution. Please deliver securities to By Mail AST Trust Company (Canada) P.O. Support for companies and shareholders with complex escheatment requirements and abandoned property compliance needs. A trustee of a trust can be a company, providing some asset protection. AST Trust Company (Canada) is a tech-enabled, integrated, professional services firm that empowers companies and their stakeholders to achieve their goals through advisory, technology and … We look forward to continuing to serve you on astfinancial.com/ca-en, including delivering the same excellent service and online account access. ET, Monday to Friday. King is a brand name and operates as AST Investor Services Inc. (Canada). Please seek professional advice to evaluate specific securities or other content on this site. This press release of TMX Group contains "forward-looking information" (as defined in applicable Canadian securities legislation) that is based on expectations, assumptions, estimates, projections and other factors that management believes to be reasonable as of the date of this press release. Box 700 Station B Montreal QC H3B 3K3 CANADA Note: If you contact us online, an immediate response is not always possible.If your request is of an urgent nature, please contact us by phone. 6201 15th Ave. Brooklyn, NY 11219-5411. http://www.amstock.com. Transfer agent, employee plan administration, trustee and other services requiring trust powers are offered through American Stock Transfer & Trust Company, LLC. Relationship Managers and industry experts are readily available to advise you. Customized, end-to-end solutions that support crisis response for public, private and governmental organizations. [2]Revenue, adjusted EBITDA and recurring revenue are compilations of financial information provided to us by AST Trust Company (Canada). Our technology portals empower clients to control key administrative tasks and derive insight from their corporate data. National Bank Financial Inc. is acting as the exclusive financial advisor to TMX Group on the transaction. To continue using astfinancial.com, you must update your browser to Internet Explorer 11 or higher, or visit us from another browser such as Chrome or Firefox, or from your mobile device or tablet. Change of Mailing Address. Phone: 514 285-8300 Calgary Office 2. Accordingly, readers should not place undue reliance on forward-looking information. Macquarie Capital is acting as financial advisor and Blake, Cassels & Graydon LLP (Blakes) is acting as legal advisor to AST Trust Company (Canada) on the transaction. Enter your control number to place your vote. Class Actions & Mission Critical Services, Founded and headquartered in Brooklyn, New York, P: 800.937.5449 Monday – Friday, 9am – 5pm EST, Manage My Shares: Instant Email Reporting. AST Trust Company (Canada) Mailing Address AST Trust Company (Canada) P.O. King & Co., Inc., and Donlin, Recano & Company, Inc. [1]Adjusted EBITDA and adjusted EPS provided above are Non-IFRS measures and do not have a standardized meaning prescribed by IFRS and are, therefore, unlikely to be comparable to similar measures presented by other companies. Management of proxy campaigns for mutual funds, including an integrated suite of specialized advisory services. AST Trust Company (Canada) is a full-service, tech-enabled professional services firm that helps companies and security holders across North America maintain momentum through the use of secure corporate data, analytics, advisory services, and a strategic approach to every interaction. You can also contact AST by phone, fax or email. Caution Regarding Forward-Looking Information. And when clients use AST across all of their operations, they can reap the benefit of even more robust insights and efficiencies. Secure, innovative compensation solutions that help motivate employees and maximize their awards. Enter the characters as you see or hear it in the text box below. AST Investor Services Inc. (Canada) and AST Trust Company (Canada) have approximately 150 employees in offices in Toronto, Montreal, Calgary and Vancouver. True leadership requires the ability to impact change at the highest level. For more information about TMX Group, visit our website at www.tmx.com. Build a corporate trustee company first. If you’re an existing St.George Home Loan customer, find out how to manage your home loan. Teletypewriter for the hearing impaired: (866) 703-9077 (718) 921-8386 For Manulife Shareholder Services at AST click here. Discover all the benefits. Often, but not always, such forward-looking information can be identified by the use of forward-looking words such as "plans", "expects", "is expected", "budget", "scheduled", "targeted", "estimates", "forecasts", "intends", "anticipates", "believes", or variations or the negatives of such words and phrases or statements that certain actions, events or results "may", "could", "would", "might" or "will" be taken, occur or be achieved or not be taken, occur or be achieved. For the best experience, and access to all portions of our site, please ensure your browser is up to date. Together, we lead the industry with a comprehensive portfolio that includes transfer agent and registrar services, corporate governance and advisory services, issuer and mutual fund proxy services, equity plan solutions, restructuring services, and class action and mission critical services. AST Trust Co (Canada) is a transfer agent regulated by the U.S. Security and Exchange Commission and incorporated in the state of Canada (federal Level). Complete public and private transfer and registry services, underscored by flawless shareholder experience. The exclusion of certain items does not imply that they are non-recurring. AST is equipped to support the goals of HR teams for both public and private organizations, and across even the most recently adopted equity products. The transaction is expected to be financed with a combination of cash and debt capacity. September 25, 2020 (TORONTO) – TMX Group Limited (TMX Group) today announced it has entered into an agreement to acquire AST Investor Services Inc. (Canada), and its subsidiary AST Trust Company (Canada), a leading provider of transfer agency, corporate trust and related services to Canadian public and private companies from a subsidiary of Armor Holdco, Inc. (Armor), a portfolio company of Pacific Equity Partners (PEP), for $165 million in total consideration, which includes $30 million of cash for regulatory and non-regulatory purposes, subject to customary closing conditions and working capital adjustments. Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV): where ideas and innovation meet capital. All content (including any links to third party sites) is provided for informational purposes only (and not for trading purposes), and is not intended to provide legal, accounting, tax, investment, financial or other advice and should not be relied upon for such advice. Fixed Rate Home Loan. Transfer agent, employee plan administration, trustee and other services requiring trust powers are offered through AST Trust Company (Canada). "This transaction provides scale and creates value for our clients, partners and employees.". The Company offers transfer agency, IPO counseling, proxy, and electronic transmission of data services.